SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0104 |
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| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
01/11/2016
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3. Issuer Name and Ticker or Trading Symbol
Fidelity National Financial, Inc.
[ FNF ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| President |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| FNF Group 401(k) |
493.5 |
D |
|
| FNF Group Common Stock |
85,698.658 |
D |
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| FNFV Group 401(k) |
163.75 |
D |
|
| FNFV Group Common Stock |
279.954 |
D |
|
| FNFV Group Common Stock |
9,978.588 |
I |
Michael J. Nolan Trust |
| FNF Group Common Stock |
26,221.025 |
I |
Michael J. Nolan Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| FNF Group Stock Option (right To Purchase) |
11/21/2014
|
11/21/2020 |
FNF Group Common Stock |
125,598 |
24.24 |
D |
|
| FNF Group Stock Option (right To Purchase) |
11/03/2015
|
11/03/2021 |
FNF Group Common Stock |
55,396 |
29.8 |
D |
|
| FNF Group Stock Option (right To Purchase) |
11/08/2015 |
11/08/2019 |
FNF Group Common Stock |
10,748 |
19.62 |
D |
|
| FNF Group Stock Option (right To Purchase) |
10/29/2017
|
10/29/2022 |
FNF Group Common Stock |
85,000 |
34.84 |
D |
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| Explanation of Responses: |
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|
|
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/s/ Michael L. Gravelle, as attorney-in-fact |
01/11/2016 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints Michael Gravelle, Colleen Haley
or Carol Nairn, signing singly, the undersigned?s true
and lawful attorney in fact to:
(1) execute for and on behalf of the undersigned,
in the undersigned?s capacity as an officer and/or di
rector of Fidelity National Financial, Inc. (the ?Company?)
, a Form 3 (Initial Statement of Beneficial Ownership of
Securities), Form 4 (Statement of Changes in Beneficial O
wnership), and/or Form 5 (Annual Statement of Changes
in Beneficial Ownership), in accordance with Section 16(a)
of the Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf
of the undersigned which may be necessary or desirable
to complete and execute such Form(s) and to timely file
such Form(s) with the United States Securities and Exchange
Commission and any stock exchange or similar authority;
and
(3) take any other action of any type whatsoever
in connection with the foregoing which, in the opinion
of such attorney in fact, may be of benefit to, in
the best interest of, or legally required by, the undersigned,
it being understood that the documents executed by such
attorney in fact on behalf of the undersigned pursuant
to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney
in fact may approve in such attorney in fact?s
discretion.
The undersigned hereby grants to such attorney in fact
full power and authority to do and perform any and
every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney
in fact, or such attorney in fact?s substitute or substitutes,
shall lawfully do or cause to be done by virtue of this
Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorney
in fact, in serving in such capacity at the request of the
undersigned, is not assuming, nor is the Company assuming,
any of the undersigned?s responsibility to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and
effect until revoked by the undersigned in a signed
writing delivered to the foregoing attorney in fact.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of this __________
day of ___________________, 2016.
____________________________
/s/ Michael J. Nolan
